License and Regulation

CM Globals, under Markets Nominees Pty Ltd is authorised and regulated by the Australian Securities and Investment Commission. ASIC is a regulatory entity committed to investor protection for clients not only throughout Australia, but also globally. ASIC is a member of The Council of Financial Regulators which promotes stability of the Australian financial system and supports effective and efficient regulation by Australia's financial regulatory agencies. As a member of ASIC, CM Globals strictly follows ASIC's corporate plan and focuses on the same external priorities and internal priorities.

CM Globals, under COMO TRADE PTY LIMITED Canada is a FINTRAC registered Foreign Exchange and Remittance Solutions Company based out of Toronto. FINTRAC fulfills its mandate by engaging in a registry of foreign exchange services businesses in Canada. FINTRAC is part of the Egmont Group, an international network of financial intelligence units that collaborate and exchange information to combat illegal financial activities. As a member of FINTRAC, Como Trade carries out all its Foreign Exchange activities in accordance with the Privacy Act and the Money Laundering Act of FINTRAC.